PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 200 Value ($000) $20 Avg Close — Range —
Q1 2016
Shares 90 Value ($000) $9 Avg Close — Range —
Q1 2014
Shares 10 Value ($000) $1 Avg Close — Range —