PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 147 Value ($000) $15 Avg Close — Range —

Q2 2019

Shares 147 Value ($000) $15 Avg Close — Range —

Q1 2019

Shares 226 Value ($000) $23 Avg Close — Range —

Q4 2018

Shares 226 Value ($000) $21 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	147	$15	—	—
Q2 2019	147	$15	—	—
Q1 2019	226	$23	—	—
Q4 2018	226	$21	—	—