PIMCO ETF TR

CUSIP: 72201R791 Class: GB ADV INF BD

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,741 Value ($000) $280 Avg Close — Range —
Q4 2013
Shares 6,614 Value ($000) $315 Avg Close — Range —
Q3 2013
Shares 13,856 Value ($000) $684 Avg Close — Range —
Q2 2013
Shares 15,740 Value ($000) $761 Avg Close — Range —