PIMCO ETF TR

Ticker: MINT CUSIP: 72201R833 Class: ENHAN SHRT MA AC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 4,269 Value ($000) $430 Avg Close — Range —
Q2 2015
Shares 332,259 Value ($000) $33,608 Avg Close — Range —
Q1 2015
Shares 539,315 Value ($000) $54,551 Avg Close — Range —
Q4 2014
Shares 693,663 Value ($000) $70,102 Avg Close — Range —
Q3 2014
Shares 485,087 Value ($000) $49,164 Avg Close — Range —
Q2 2014
Shares 291,011 Value ($000) $29,509 Avg Close — Range —
Q1 2014
Shares 287,114 Value ($000) $29,105 Avg Close — Range —
Q4 2013
Shares 251,165 Value ($000) $25,448 Avg Close — Range —