PIMCO ETF TR

Ticker: MINT CUSIP: 72201R833 Class: ENHAN SHRT MA AC

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 69,857 Value ($000) $7,099 Avg Close — Range —
Q2 2018
Shares 79,877 Value ($000) $8,111 Avg Close — Range —
Q1 2018
Shares 78,491 Value ($000) $7,971 Avg Close — Range —
Q4 2017
Shares 91,883 Value ($000) $9,332 Avg Close — Range —
Q3 2017
Shares 91,344 Value ($000) $9,298 Avg Close — Range —
Q2 2017
Shares 65,334 Value ($000) $6,646 Avg Close — Range —
Q1 2017
Shares 64,214 Value ($000) $6,527 Avg Close — Range —
Q4 2016
Shares 60,911 Value ($000) $6,172 Avg Close — Range —
Q3 2016
Shares 49,421 Value ($000) $5,012 Avg Close — Range —
Q2 2016
Shares 42,254 Value ($000) $4,275 Avg Close — Range —
Q1 2016
Shares 26,798 Value ($000) $2,701 Avg Close — Range —
Q4 2015
Shares 21,869 Value ($000) $2,200 Avg Close — Range —