PIMCO ETF TR

Ticker: MINT CUSIP: 72201R833 Class: ENHAN SHRT MA AC

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 47,500 Value ($000) $4,832 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	47,500	$4,832	—	—