PIMCO ETF TR

Ticker: MINT CUSIP: 72201R833 Class: ENHAN SHRT MA AC

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 4,100 Value ($000) $415 Avg Close — Range —
Q4 2014
Shares 4,100 Value ($000) $414 Avg Close — Range —