PIMCO ETF TR

Ticker: MUNI CUSIP: 72201R866 Class: ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 15,200 Value ($000) $816 Avg Close — Range —
Q3 2014
Shares 13,901 Value ($000) $742 Avg Close — Range —
Q2 2014
Shares 12,926 Value ($000) $688 Avg Close — Range —
Q1 2014
Shares 10,967 Value ($000) $577 Avg Close — Range —
Q4 2013
Shares 9,349 Value ($000) $484 Avg Close — Range —
Q3 2013
Shares 5,060 Value ($000) $264 Avg Close — Range —
Q2 2013
Shares 4,210 Value ($000) $218 Avg Close — Range —