PIMCO ETF TR

Ticker: SMMU CUSIP: 72201R874 Class: SHTRM MUN BD ACT

KLINGENSTEIN FIELDS & CO LP's Holding History (CIK: 0000859872)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 38,924 Value ($000) $1,945 Avg Close — Range —

Q4 2021

Shares 38,924 Value ($000) $1,994 Avg Close — Range —

Q3 2021

Shares 23,315 Value ($000) $1,196 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	38,924	$1,945	—	—
Q4 2021	38,924	$1,994	—	—
Q3 2021	23,315	$1,196	—	—