PIMCO ETF TR

Ticker: SMMU CUSIP: 72201R874 Class: SHTRM MUN BD ACT

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 19,920 Value ($000) $1,003 Avg Close — Range —
Q4 2018
Shares 23,665 Value ($000) $1,179 Avg Close — Range —
Q3 2018
Shares 32,347 Value ($000) $1,608 Avg Close — Range —
Q2 2018
Shares 33,403 Value ($000) $1,668 Avg Close — Range —
Q1 2018
Shares 33,542 Value ($000) $1,668 Avg Close — Range —
Q4 2017
Shares 32,220 Value ($000) $1,606 Avg Close — Range —
Q3 2017
Shares 32,067 Value ($000) $1,618 Avg Close — Range —
Q2 2017
Shares 30,468 Value ($000) $1,524 Avg Close — Range —
Q1 2017
Shares 27,186 Value ($000) $1,362 Avg Close — Range —
Q4 2016
Shares 23,877 Value ($000) $1,180 Avg Close — Range —
Q3 2016
Shares 17,952 Value ($000) $904 Avg Close — Range —
Q2 2016
Shares 16,670 Value ($000) $842 Avg Close — Range —
Q1 2016
Shares 9,269 Value ($000) $468 Avg Close — Range —
Q4 2015
Shares 9,979 Value ($000) $502 Avg Close — Range —
Q3 2015
Shares 10,634 Value ($000) $535 Avg Close — Range —
Q2 2015
Shares 10,762 Value ($000) $539 Avg Close — Range —
Q1 2015
Shares 10,817 Value ($000) $544 Avg Close — Range —
Q4 2014
Shares 10,413 Value ($000) $522 Avg Close — Range —
Q3 2014
Shares 8,230 Value ($000) $415 Avg Close — Range —
Q2 2014
Shares 8,130 Value ($000) $410 Avg Close — Range —
Q1 2014
Shares 6,835 Value ($000) $344 Avg Close — Range —
Q4 2013
Shares 6,745 Value ($000) $339 Avg Close — Range —
Q3 2013
Shares 8,260 Value ($000) $413 Avg Close — Range —