PIMCO ETF TR

Ticker: SMMU CUSIP: 72201R874 Class: SHTRM MUN BD ACT

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,895 Value ($000) $552 Avg Close — Range —
Q3 2019
Shares 11,440 Value ($000) $580 Avg Close — Range —
Q2 2019
Shares 7,262 Value ($000) $368 Avg Close — Range —
Q1 2019
Shares 5,416 Value ($000) $273 Avg Close — Range —
Q2 2014
Shares 1,055 Value ($000) $53,193 Avg Close — Range —