PIMCO ETF TR

Ticker: SMMU CUSIP: 72201R874 Class: SHTRM MUN BD ACT

Peak Asset Management, LLC's Holding History (CIK: 0001632512)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 12,015 Value ($000) $602 Avg Close — Range —

Q4 2016

Shares 17,078 Value ($000) $844 Avg Close — Range —

Q3 2016

Shares 15,318 Value ($000) $772 Avg Close — Range —

Q2 2016

Shares 14,923 Value ($000) $753 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	12,015	$602	—	—
Q4 2016	17,078	$844	—	—
Q3 2016	15,318	$772	—	—
Q2 2016	14,923	$753	—	—