PIONEER FLOATING RATE TR

Ticker: XPHDX CUSIP: 72369J102 Class: CEF

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 100,000 Value ($000) $1,077 Avg Close — Range —
Q4 2019
Shares 100,000 Value ($000) $1,424 Avg Close — Range —
Q3 2019
Shares 100,000 Value ($000) $1,041 Avg Close — Range —
Q2 2019
Shares 100,000 Value ($000) $1,051 Avg Close — Range —
Q1 2019
Shares 100,000 Value ($000) $1,417 Avg Close — Range —