PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 79 Value ($000) $6 Avg Close $76.80 Range $72.60 - $80.70
Q1 2018
Shares 79 Value ($000) $7 Avg Close $88.45 Range $79.85 - $99.80