PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 7 Value ($000) $0 Avg Close $59.02 Range $52.75 - $65.85
Q2 2017
Shares 7 Value ($000) $0 Avg Close $60.36 Range $56.55 - $64.10
Q1 2017
Shares 7 Value ($000) $0 Avg Close $70.79 Range $61.43 - $81.85
Q4 2016
Shares 7 Value ($000) $1 Avg Close $63.14 Range $47.72 - $77.80
Q3 2016
Shares 7 Value ($000) $0 Avg Close $43.55 Range $36.80 - $48.70
Q2 2016
Shares 7 Value ($000) $0 Avg Close $42.46 Range $35.36 - $50.15
Q1 2016
Shares 7 Value ($000) $0 Avg Close $40.50 Range $31.66 - $50.66
Q4 2015
Shares 7 Value ($000) $0 Avg Close $38.33 Range $33.17 - $42.95
Q3 2015
Shares 7 Value ($000) $0 Avg Close $41.08 Range $35.86 - $46.42
Q2 2015
Shares 7 Value ($000) $0 Avg Close $49.91 Range $43.24 - $56.57
Q1 2015
Shares 7 Value ($000) $0 Avg Close $54.32 Range $49.78 - $58.88
Q3 2014
Shares 7 Value ($000) $0 Avg Close $53.33 Range $49.24 - $56.91
Q2 2014
Shares 7 Value ($000) $0 Avg Close $45.02 Range $39.40 - $52.00
Q1 2014
Shares 7 Value ($000) $0 Avg Close $40.68 Range $36.86 - $45.94
Q4 2013
Shares 7 Value ($000) $0 Avg Close $36.47 Range $31.76 - $39.75