PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 10,000 Value ($000) $343 Avg Close $33.69 Range $29.48 - $36.31
Q2 2013
Shares 40,000 Value ($000) $1,264 Avg Close $33.63 Range $30.44 - $36.59