PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 8,597 Value ($000) $451 Avg Close $53.33 Range $49.24 - $56.91
Q4 2012
Shares 13,329 Value ($000) $424 Avg Close — Range —