PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 500 Value ($000) $24 Avg Close $43.55 Range $36.80 - $48.70
Q1 2016
Shares 1,399 Value ($000) $69 Avg Close $40.50 Range $31.66 - $50.66
Q3 2015
Shares 2,123 Value ($000) $77 Avg Close $41.08 Range $35.86 - $46.42
Q1 2015
Shares 100 Value ($000) $5 Avg Close $54.32 Range $49.78 - $58.88
Q3 2014
Shares 1,565 Value ($000) $82 Avg Close $53.33 Range $49.24 - $56.91
Q2 2014
Shares 1,685 Value ($000) $87 Avg Close $45.02 Range $39.40 - $52.00
Q1 2013
Shares 800 Value ($000) $27 Avg Close $37.75 Range $31.79 - $42.56