PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 326 Value ($000) $19 Avg Close $54.91 Range $44.73 - $59.94
Q2 2014
Shares 303 Value ($000) $15,686 Avg Close $45.02 Range $39.40 - $52.00