PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 4,204 Value ($000) $440 Avg Close $116.47 Range $102.60 - $133.73

Q1 2022

Shares 3,788 Value ($000) $497 Avg Close $147.34 Range $120.97 - $187.00

Q4 2021

Shares 14,024 Value ($000) $2,503 Avg Close $169.95 Range $137.89 - $193.60

Q3 2021

Shares 9,165 Value ($000) $1,268 Avg Close $133.96 Range $114.64 - $151.04

Q1 2021

Shares 5,613 Value ($000) $615 Avg Close $106.08 Range $90.84 - $124.03

Q3 2020

Shares 11,640 Value ($000) $849 Avg Close $68.20 Range $54.68 - $78.25

Q2 2020

Shares 15,396 Value ($000) $910 Avg Close $56.35 Range $46.50 - $72.80

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	4,204	$440	$116.47	$102.60 - $133.73
Q1 2022	3,788	$497	$147.34	$120.97 - $187.00
Q4 2021	14,024	$2,503	$169.95	$137.89 - $193.60
Q3 2021	9,165	$1,268	$133.96	$114.64 - $151.04
Q1 2021	5,613	$615	$106.08	$90.84 - $124.03
Q3 2020	11,640	$849	$68.20	$54.68 - $78.25
Q2 2020	15,396	$910	$56.35	$46.50 - $72.80