PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

Pinkerton Retirement Specialists, LLC's Holding History (CIK: 0001536446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 96 Value ($000) $8 Avg Close $72.11 Range $59.20 - $87.45
Q4 2014
Shares 25,900 Value ($000) $915 Avg Close $54.91 Range $44.73 - $59.94