PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 28 Value ($000) $4 Avg Close $147.34 Range $120.97 - $187.00
Q4 2021
Shares 28 Value ($000) $5 Avg Close $169.95 Range $137.89 - $193.60
Q3 2021
Shares 28 Value ($000) $4 Avg Close $133.96 Range $114.64 - $151.04
Q2 2021
Shares 28 Value ($000) $4 Avg Close $122.50 Range $109.61 - $135.17
Q1 2021
Shares 28 Value ($000) $3 Avg Close $106.08 Range $90.84 - $124.03
Q4 2020
Shares 28 Value ($000) $3 Avg Close $90.71 Range $71.64 - $106.17
Q3 2020
Shares 28 Value ($000) $2 Avg Close $68.20 Range $54.68 - $78.25
Q2 2020
Shares 28 Value ($000) $2 Avg Close $56.35 Range $46.50 - $72.80
Q1 2020
Shares 28 Value ($000) $1 Avg Close $71.26 Range $31.95 - $87.45
Q4 2019
Shares 28 Value ($000) $2 Avg Close $77.47 Range $68.93 - $82.55
Q3 2019
Shares 28 Value ($000) $2 Avg Close $74.55 Range $69.68 - $79.31
Q2 2019
Shares 28 Value ($000) $2 Avg Close $75.59 Range $70.01 - $82.52
Q1 2019
Shares 28 Value ($000) $2 Avg Close $70.94 Range $64.66 - $75.21
Q4 2018
Shares 28 Value ($000) $2 Avg Close $69.76 Range $61.35 - $78.11
Q3 2018
Shares 28 Value ($000) $2 Avg Close $76.80 Range $72.60 - $80.70
Q2 2018
Shares 28 Value ($000) $2 Avg Close $78.29 Range $67.75 - $85.80
Q1 2018
Shares 28 Value ($000) $2 Avg Close $88.45 Range $79.85 - $99.80
Q4 2017
Shares 28 Value ($000) $2 Avg Close $72.11 Range $59.20 - $87.45
Q3 2017
Shares 28 Value ($000) $2 Avg Close $59.02 Range $52.75 - $65.85
Q2 2014
Shares 2 Value ($000) $0 Avg Close $45.02 Range $39.40 - $52.00
Q1 2014
Shares 2 Value ($000) $0 Avg Close $40.68 Range $36.86 - $45.94
Q4 2013
Shares 5 Value ($000) $0 Avg Close $36.47 Range $31.76 - $39.75