PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 2,903 Value ($000) $376 Avg Close $122.50 Range $109.61 - $135.17
Q1 2021
Shares 2,903 Value ($000) $318 Avg Close $106.08 Range $90.84 - $124.03
Q4 2020
Shares 2,510 Value ($000) $253 Avg Close $90.71 Range $71.64 - $106.17
Q1 2016
Shares 9,914 Value ($000) $492 Avg Close $40.50 Range $31.66 - $50.66
Q2 2015
Shares 8,101 Value ($000) $354 Avg Close $49.91 Range $43.24 - $56.57
Q1 2015
Shares 7,965 Value ($000) $418 Avg Close $54.32 Range $49.78 - $58.88
Q4 2014
Shares 5,397 Value ($000) $313 Avg Close $54.91 Range $44.73 - $59.94