PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

Ausdal Financial Partners, Inc.'s Holding History (CIK: 0001667146)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 384 Value ($000) $16 Avg Close $38.33 Range $33.17 - $42.95