PIPER SANDLER COMPANIES

Ticker: PIPR CUSIP: 724078100 Class: EQTY

Legacy Financial Advisors, Inc.'s Holding History (CIK: 0001730810)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 155 Value ($000) $11 Avg Close $70.94 Range $64.66 - $75.21

Q4 2018

Shares 155 Value ($000) $10 Avg Close $69.76 Range $61.35 - $78.11

Q3 2018

Shares 155 Value ($000) $11 Avg Close $76.80 Range $72.60 - $80.70

Q2 2018

Shares 155 Value ($000) $12 Avg Close $78.29 Range $67.75 - $85.80

Q1 2018

Shares 155 Value ($000) $12 Avg Close $88.45 Range $79.85 - $99.80

Q4 2017

Shares 155 Value ($000) $13 Avg Close $72.11 Range $59.20 - $87.45

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	155	$11	$70.94	$64.66 - $75.21
Q4 2018	155	$10	$69.76	$61.35 - $78.11
Q3 2018	155	$11	$76.80	$72.60 - $80.70
Q2 2018	155	$12	$78.29	$67.75 - $85.80
Q1 2018	155	$12	$88.45	$79.85 - $99.80
Q4 2017	155	$13	$72.11	$59.20 - $87.45