POLYMET MINING CORP

CUSIP: 731916102 Class: COM

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 10,000 Value ($000) $3 Avg Close — Range —
Q2 2019
Shares 10,000 Value ($000) $4 Avg Close — Range —
Q1 2019
Shares 10,000 Value ($000) $7 Avg Close — Range —
Q4 2018
Shares 10,000 Value ($000) $8 Avg Close — Range —