POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 385,691 Value ($000) $61,761 Avg Close — Range —
Q4 2017
Shares 418,202 Value ($000) $65,139 Avg Close — Range —
Q3 2017
Shares 436,642 Value ($000) $63,510 Avg Close — Range —
Q2 2017
Shares 449,769 Value ($000) $61,906 Avg Close — Range —
Q1 2017
Shares 475,160 Value ($000) $62,902 Avg Close — Range —
Q4 2016
Shares 310,878 Value ($000) $36,833 Avg Close — Range —
Q3 2016
Shares 335,585 Value ($000) $39,841 Avg Close — Range —
Q2 2016
Shares 363,428 Value ($000) $39,083 Avg Close — Range —
Q1 2016
Shares 645,299 Value ($000) $70,467 Avg Close — Range —
Q4 2015
Shares 559,191 Value ($000) $62,551 Avg Close — Range —
Q3 2015
Shares 591,191 Value ($000) $60,159 Avg Close — Range —
Q2 2015
Shares 597,754 Value ($000) $64,001 Avg Close — Range —
Q1 2015
Shares 1,046,961 Value ($000) $110,560 Avg Close — Range —
Q4 2014
Shares 1,219,545 Value ($000) $125,918 Avg Close — Range —
Q3 2014
Shares 165,945 Value ($000) $16,394 Avg Close — Range —
Q2 2014
Shares 628,645 Value ($000) $59,035 Avg Close — Range —
Q1 2014
Shares 484,445 Value ($000) $42,471 Avg Close — Range —
Q4 2013
Shares 729,545 Value ($000) $64,171 Avg Close — Range —
Q3 2013
Shares 179,270 Value ($000) $14,141 Avg Close — Range —
Q2 2013
Shares 1,639,050 Value ($000) $116,814 Avg Close — Range —