POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 16,283 Value ($000) $2,608 Avg Close — Range —
Q4 2017
Shares 20,041 Value ($000) $3,121 Avg Close — Range —
Q3 2017
Shares 15,194 Value ($000) $2,210 Avg Close — Range —
Q2 2017
Shares 15,996 Value ($000) $2,202 Avg Close — Range —
Q1 2017
Shares 20,649 Value ($000) $2,734 Avg Close — Range —
Q4 2016
Shares 19,056 Value ($000) $2,258 Avg Close — Range —
Q3 2016
Shares 20,299 Value ($000) $2,411 Avg Close — Range —
Q2 2016
Shares 20,892 Value ($000) $2,247 Avg Close — Range —
Q1 2016
Shares 21,962 Value ($000) $2,398 Avg Close — Range —
Q4 2015
Shares 14,618 Value ($000) $1,635 Avg Close — Range —
Q3 2015
Shares 20,867 Value ($000) $2,124 Avg Close — Range —
Q2 2015
Shares 14,581 Value ($000) $1,562 Avg Close — Range —
Q1 2015
Shares 14,446 Value ($000) $1,526 Avg Close — Range —
Q4 2014
Shares 13,866 Value ($000) $1,432 Avg Close — Range —
Q3 2014
Shares 12,848 Value ($000) $1,269 Avg Close — Range —
Q2 2014
Shares 12,777 Value ($000) $1,200 Avg Close — Range —
Q1 2014
Shares 12,467 Value ($000) $1,093 Avg Close — Range —
Q4 2013
Shares 12,440 Value ($000) $1,094 Avg Close — Range —
Q3 2013
Shares 12,310 Value ($000) $971 Avg Close — Range —
Q2 2013
Shares 12,446 Value ($000) $887 Avg Close — Range —