POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 25,515 Value ($000) $4,086 Avg Close — Range —
Q4 2017
Shares 21,917 Value ($000) $3,415 Avg Close — Range —
Q2 2017
Shares 20,398 Value ($000) $2,808 Avg Close — Range —
Q1 2017
Shares 15,683 Value ($000) $2,077 Avg Close — Range —
Q4 2016
Shares 16,143 Value ($000) $1,913 Avg Close — Range —
Q3 2016
Shares 22,024 Value ($000) $2,615 Avg Close — Range —
Q2 2016
Shares 26,224 Value ($000) $2,462 Avg Close — Range —
Q4 2015
Shares 32,092 Value ($000) $3,590 Avg Close — Range —
Q3 2015
Shares 28,297 Value ($000) $2,880 Avg Close — Range —
Q2 2015
Shares 13,244 Value ($000) $1,422 Avg Close — Range —
Q1 2015
Shares 20,224 Value ($000) $2,136 Avg Close — Range —
Q4 2014
Shares 20,663 Value ($000) $10,184 Avg Close — Range —
Q3 2014
Shares 8,342 Value ($000) $824 Avg Close — Range —
Q2 2014
Shares 16,444 Value ($000) $792,877 Avg Close — Range —
Q1 2014
Shares 8,658 Value ($000) $759 Avg Close — Range —
Q4 2013
Shares 19,191 Value ($000) $1,688 Avg Close — Range —
Q3 2013
Shares 10,730 Value ($000) $846 Avg Close — Range —
Q2 2013
Shares 9,228 Value ($000) $658 Avg Close — Range —