POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 12,980 Value ($000) $2,079 Avg Close — Range —
Q4 2017
Shares 12,185 Value ($000) $1,898 Avg Close — Range —
Q3 2017
Shares 12,150 Value ($000) $1,767 Avg Close — Range —
Q2 2017
Shares 11,035 Value ($000) $1,519 Avg Close — Range —
Q1 2017
Shares 14,403 Value ($000) $1,907 Avg Close — Range —
Q4 2016
Shares 14,490 Value ($000) $1,717 Avg Close — Range —
Q3 2016
Shares 14,455 Value ($000) $1,716 Avg Close — Range —
Q2 2016
Shares 14,480 Value ($000) $1,557 Avg Close — Range —
Q1 2016
Shares 18,019 Value ($000) $1,968 Avg Close — Range —
Q4 2015
Shares 18,718 Value ($000) $2,094 Avg Close — Range —
Q3 2015
Shares 19,793 Value ($000) $2,014 Avg Close — Range —
Q2 2015
Shares 20,642 Value ($000) $2,210 Avg Close — Range —
Q1 2015
Shares 21,835 Value ($000) $2,306 Avg Close — Range —
Q4 2014
Shares 22,680 Value ($000) $2,342 Avg Close — Range —
Q3 2014
Shares 22,580 Value ($000) $2,231 Avg Close — Range —
Q2 2014
Shares 22,675 Value ($000) $2,129 Avg Close — Range —
Q1 2014
Shares 22,400 Value ($000) $1,964 Avg Close — Range —
Q4 2013
Shares 20,220 Value ($000) $1,779 Avg Close — Range —
Q3 2013
Shares 18,620 Value ($000) $1,469 Avg Close — Range —
Q2 2013
Shares 15,920 Value ($000) $1,135 Avg Close — Range —