POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

CWM, LLC's Holding History (CIK: 0001535847)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 16,421 Value ($000) $2,629 Avg Close — Range —
Q4 2017
Shares 17,843 Value ($000) $2,779 Avg Close — Range —
Q3 2017
Shares 91,777 Value ($000) $13,349 Avg Close — Range —
Q2 2017
Shares 102,136 Value ($000) $14,058 Avg Close — Range —
Q1 2017
Shares 18,620 Value ($000) $2,465 Avg Close — Range —
Q4 2016
Shares 22,294 Value ($000) $2,641 Avg Close — Range —
Q3 2016
Shares 26,588 Value ($000) $3,157 Avg Close — Range —
Q2 2016
Shares 26,414 Value ($000) $2,841 Avg Close — Range —
Q1 2016
Shares 182,548 Value ($000) $19,934 Avg Close — Range —
Q4 2015
Shares 176,972 Value ($000) $19,796 Avg Close — Range —
Q3 2015
Shares 162,528 Value ($000) $16,539 Avg Close — Range —
Q2 2015
Shares 126,523 Value ($000) $13,547 Avg Close — Range —
Q1 2015
Shares 121,569 Value ($000) $12,838 Avg Close — Range —
Q4 2014
Shares 70,980 Value ($000) $7,329 Avg Close — Range —
Q3 2014
Shares 74,238 Value ($000) $7,334 Avg Close — Range —