POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 12,647 Value ($000) $2,025 Avg Close — Range —
Q4 2017
Shares 12,323 Value ($000) $1,919 Avg Close — Range —
Q3 2017
Shares 21,860 Value ($000) $3,180 Avg Close — Range —
Q2 2017
Shares 23,404 Value ($000) $3,221 Avg Close — Range —
Q1 2017
Shares 21,890 Value ($000) $2,898 Avg Close — Range —
Q4 2016
Shares 7,304 Value ($000) $865 Avg Close — Range —
Q3 2016
Shares 14,754 Value ($000) $1,752 Avg Close — Range —
Q2 2016
Shares 12,035 Value ($000) $1,294 Avg Close — Range —
Q1 2016
Shares 11,053 Value ($000) $1,207 Avg Close — Range —
Q4 2015
Shares 53,284 Value ($000) $5,960 Avg Close — Range —
Q3 2015
Shares 10,405 Value ($000) $1,058 Avg Close — Range —
Q2 2015
Shares 9,877 Value ($000) $1,057 Avg Close — Range —
Q1 2015
Shares 51,178 Value ($000) $5,404 Avg Close — Range —
Q4 2014
Shares 44,873 Value ($000) $4,633 Avg Close — Range —
Q3 2014
Shares 41,199 Value ($000) $4,070 Avg Close — Range —
Q2 2014
Shares 8,247 Value ($000) $774 Avg Close — Range —
Q1 2014
Shares 28,311 Value ($000) $2,482 Avg Close — Range —
Q4 2013
Shares 25,110 Value ($000) $2,209 Avg Close — Range —
Q3 2013
Shares 6,233 Value ($000) $492 Avg Close — Range —
Q2 2013
Shares 6,334 Value ($000) $453 Avg Close — Range —