POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 907,617 Value ($000) $125,796 Avg Close — Range —
Q1 2017
Shares 943,915 Value ($000) $124,955 Avg Close — Range —
Q4 2015
Shares 436,384 Value ($000) $48,814 Avg Close — Range —
Q3 2015
Shares 74,229 Value ($000) $7,554 Avg Close — Range —
Q2 2015
Shares 1,066,151 Value ($000) $114,153 Avg Close — Range —
Q3 2014
Shares 745,225 Value ($000) $73,621 Avg Close — Range —
Q4 2013
Shares 1,127,073 Value ($000) $99,137 Avg Close — Range —