POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 73,568 Value ($000) $11,801 Avg Close — Range —
Q4 2017
Shares 76,726 Value ($000) $12,621 Avg Close — Range —
Q3 2017
Shares 91,878 Value ($000) $13,392 Avg Close — Range —
Q2 2017
Shares 90,663 Value ($000) $12,513 Avg Close — Range —
Q1 2017
Shares 105,820 Value ($000) $14,008 Avg Close — Range —
Q4 2016
Shares 119,426 Value ($000) $14,150 Avg Close — Range —
Q3 2016
Shares 127,281 Value ($000) $15,111 Avg Close — Range —
Q2 2016
Shares 124,688 Value ($000) $13,409 Avg Close — Range —
Q1 2016
Shares 127,182 Value ($000) $13,888 Avg Close — Range —
Q4 2015
Shares 62,918 Value ($000) $7,038 Avg Close — Range —
Q3 2015
Shares 49,697 Value ($000) $5,057 Avg Close — Range —
Q2 2015
Shares 46,338 Value ($000) $4,961 Avg Close — Range —
Q1 2015
Shares 39,200 Value ($000) $4,140 Avg Close — Range —
Q4 2014
Shares 19,869 Value ($000) $2,051 Avg Close — Range —