POWERSHARES QQQ TRUST

CUSIP: 73935A104 Class: COM

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 72,365 Value ($000) $11,578 Avg Close — Range —
Q4 2017
Shares 62,250 Value ($000) $9,709 Avg Close — Range —
Q3 2017
Shares 55,137 Value ($000) $8,006 Avg Close — Range —
Q2 2017
Shares 36,062 Value ($000) $4,963 Avg Close — Range —
Q1 2017
Shares 36,337 Value ($000) $4,816 Avg Close — Range —
Q4 2016
Shares 39,622 Value ($000) $4,695 Avg Close — Range —
Q3 2016
Shares 16,879 Value ($000) $2,006 Avg Close — Range —
Q2 2016
Shares 19,447 Value ($000) $2,089 Avg Close — Range —
Q1 2016
Shares 20,451 Value ($000) $2,236 Avg Close — Range —
Q4 2015
Shares 33,557 Value ($000) $3,751 Avg Close — Range —