POWERSHARES ETF TRUST

CUSIP: 73935X229 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 26,950 Value ($000) $500 Avg Close — Range —
Q4 2017
Shares 26,455 Value ($000) $499 Avg Close — Range —
Q3 2017
Shares 25,065 Value ($000) $475 Avg Close — Range —
Q2 2017
Shares 25,639 Value ($000) $490 Avg Close — Range —
Q1 2017
Shares 25,830 Value ($000) $482 Avg Close — Range —
Q4 2016
Shares 43,017 Value ($000) $773 Avg Close — Range —
Q3 2016
Shares 40,527 Value ($000) $772 Avg Close — Range —
Q2 2016
Shares 57,080 Value ($000) $1,095 Avg Close — Range —
Q1 2016
Shares 59,043 Value ($000) $1,110 Avg Close — Range —
Q4 2015
Shares 60,276 Value ($000) $1,134 Avg Close — Range —
Q3 2015
Shares 68,805 Value ($000) $1,256 Avg Close — Range —
Q2 2015
Shares 74,069 Value ($000) $1,345 Avg Close — Range —
Q1 2015
Shares 71,573 Value ($000) $1,331 Avg Close — Range —
Q4 2014
Shares 70,670 Value ($000) $1,290 Avg Close — Range —
Q3 2014
Shares 71,163 Value ($000) $1,282 Avg Close — Range —
Q2 2014
Shares 68,520 Value ($000) $1,247 Avg Close — Range —
Q1 2014
Shares 68,564 Value ($000) $1,220 Avg Close — Range —
Q4 2013
Shares 67,696 Value ($000) $1,147 Avg Close — Range —
Q3 2013
Shares 73,067 Value ($000) $1,252 Avg Close — Range —
Q2 2013
Shares 73,555 Value ($000) $1,316 Avg Close — Range —