POWERSHARES ETF TRUST II

CUSIP: 73936Q769 Class: EXCHANGE TRADED

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 158,098 Value ($000) $3,933 Avg Close — Range —
Q3 2013
Shares 316,194 Value ($000) $7,804 Avg Close — Range —
Q2 2013
Shares 64,311 Value ($000) $1,592 Avg Close — Range —