POWERSHARES ETF TRUST II

CUSIP: 73936Q843 Class: CEF INC COMPST

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 159 Value ($000) $4 Avg Close — Range —
Q4 2014
Shares 639 Value ($000) $15 Avg Close — Range —
Q3 2014
Shares 494 Value ($000) $12 Avg Close — Range —
Q3 2013
Shares 240 Value ($000) $6 Avg Close — Range —
Q2 2013
Shares 240 Value ($000) $6 Avg Close — Range —