POWERSHARES ETF TR II

CUSIP: 73936T565 Class: EXCHANGE TRADED

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 30,441 Value ($000) $444 Avg Close — Range —
Q4 2017
Shares 31,437 Value ($000) $467 Avg Close — Range —
Q3 2017
Shares 28,302 Value ($000) $425 Avg Close — Range —
Q2 2017
Shares 26,673 Value ($000) $403 Avg Close — Range —
Q1 2017
Shares 24,687 Value ($000) $366 Avg Close — Range —
Q3 2015
Shares 1,116 Value ($000) $16 Avg Close — Range —
Q2 2015
Shares 1,829 Value ($000) $26 Avg Close — Range —
Q1 2015
Shares 1,554 Value ($000) $23 Avg Close — Range —
Q4 2014
Shares 909 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 909 Value ($000) $13 Avg Close — Range —
Q2 2014
Shares 909 Value ($000) $13 Avg Close — Range —
Q1 2014
Shares 909 Value ($000) $13 Avg Close — Range —
Q4 2013
Shares 361 Value ($000) $5 Avg Close — Range —
Q3 2013
Shares 824 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 2,017 Value ($000) $29 Avg Close — Range —