POWERSHARES ETF TR II

CUSIP: 73936T565 Class: EXCHANGE TRADED

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 445,270 Value ($000) $6,599 Avg Close — Range —
Q4 2016
Shares 447,885 Value ($000) $6,373 Avg Close — Range —
Q3 2016
Shares 503,525 Value ($000) $7,618 Avg Close — Range —