POWERSHARES ETF TR II

CUSIP: 73936T573 Class: EXCHANGE TRADED

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 12,986 Value ($000) $367 Avg Close — Range —
Q3 2016
Shares 12,422 Value ($000) $380 Avg Close — Range —
Q2 2016
Shares 16,765 Value ($000) $496 Avg Close — Range —
Q1 2016
Shares 19,800 Value ($000) $560 Avg Close — Range —
Q4 2015
Shares 20,461 Value ($000) $558 Avg Close — Range —
Q3 2015
Shares 23,125 Value ($000) $634 Avg Close — Range —
Q2 2015
Shares 25,921 Value ($000) $718 Avg Close — Range —
Q1 2015
Shares 25,277 Value ($000) $718 Avg Close — Range —
Q4 2014
Shares 24,794 Value ($000) $698 Avg Close — Range —
Q3 2014
Shares 24,407 Value ($000) $695 Avg Close — Range —
Q2 2014
Shares 23,726 Value ($000) $692 Avg Close — Range —
Q1 2014
Shares 24,507 Value ($000) $686 Avg Close — Range —
Q4 2013
Shares 19,368 Value ($000) $523 Avg Close — Range —
Q3 2013
Shares 30,118 Value ($000) $823 Avg Close — Range —
Q2 2013
Shares 36,217 Value ($000) $989 Avg Close — Range —