POWERSHARES ETF TR II

CUSIP: 73936T763 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 13,490 Value ($000) $288 Avg Close — Range —
Q2 2017
Shares 10,764 Value ($000) $214 Avg Close — Range —
Q1 2017
Shares 10,253 Value ($000) $203 Avg Close — Range —