POWERSHARES ETF TR II

CUSIP: 73937B704 Class: S&P SMCP ENE P

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 10,803 Value ($000) $166 Avg Close — Range —
Q3 2017
Shares 21,952 Value ($000) $326 Avg Close — Range —
Q1 2017
Shares 10,228 Value ($000) $182 Avg Close — Range —
Q4 2016
Shares 121,916 Value ($000) $2,626 Avg Close — Range —
Q1 2016
Shares 18,436 Value ($000) $259 Avg Close — Range —
Q4 2015
Shares 12,219 Value ($000) $185 Avg Close — Range —
Q2 2015
Shares 9,646 Value ($000) $231 Avg Close — Range —
Q1 2015
Shares 10,114 Value ($000) $286 Avg Close — Range —
Q4 2014
Shares 10,835 Value ($000) $322 Avg Close — Range —
Q3 2014
Shares 10,329 Value ($000) $430 Avg Close — Range —
Q2 2014
Shares 9,972 Value ($000) $543 Avg Close — Range —
Q1 2014
Shares 9,636 Value ($000) $495 Avg Close — Range —
Q4 2013
Shares 22,636 Value ($000) $1,049 Avg Close — Range —
Q3 2013
Shares 15,681 Value ($000) $753 Avg Close — Range —
Q2 2013
Shares 6,654 Value ($000) $261 Avg Close — Range —