POWERSHARES ETF TR II

CUSIP: 73937B852 Class: S&P SMCP MAT P

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 105,339 Value ($000) $5,053 Avg Close — Range —
Q3 2014
Shares 4,816 Value ($000) $203 Avg Close — Range —