PPlus Goldman Sachs Cap I Cert GSC-3

CUSIP: 73941X643 Class: PRF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,797 Value ($000) $138 Avg Close — Range —
Q4 2013
Shares 5,045 Value ($000) $111 Avg Close — Range —
Q3 2013
Shares 4,729 Value ($000) $105 Avg Close — Range —
Q2 2013
Shares 5,471 Value ($000) $133 Avg Close — Range —