PRINCIPAL SPECTRUM PREFERRED AND CPTL SECS INC FD CL I N/L

Ticker: PPSIX CUSIP: 74253Q416 Class: NTF BOND FUNDS

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 22,307 Value ($000) $232 Avg Close — Range —
Q3 2013
Shares 18,776 Value ($000) $189,452 Avg Close — Range —