PRINCIPALS GLBL DIVERSE INCOME

Ticker: PGBAX CUSIP: 74254V224 Class: Equity Mutual Fu

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 23,341 Value ($000) $3,275 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	23,341	$3,275	—	—