PRINCIPAL HIGH YIELD FUND CLASS A M/F

Ticker: CPHYX CUSIP: 74254V661 Class: Open-End Fund

Winthrop Partners - WNY, LLC's Holding History (CIK: 0001734109)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 13,160 Value ($000) $95,808 Avg Close — Range —

Q2 2018

Shares 13,160 Value ($000) $95,545 Avg Close — Range —

Q1 2018

Shares 13,160 Value ($000) $96,203 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	13,160	$95,808	—	—
Q2 2018	13,160	$95,545	—	—
Q1 2018	13,160	$96,203	—	—