PRINCIPAL SMALL-MIDCAP DIVIDEND INC INST

Ticker: PMDIX CUSIP: 74255L738 Class: NTF EQUITY FUNDS

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 12,225 Value ($000) $167,598 Avg Close — Range —
Q4 2014
Shares 10,911 Value ($000) $150,359 Avg Close — Range —
Q1 2014
Shares 12,225 Value ($000) $167,598 Avg Close — Range —
Q4 2013
Shares 10,619 Value ($000) $142,396 Avg Close — Range —