PRINCIPAL EXCHANGE TRADED FD

Ticker: PSC CUSIP: 74255Y607 Class: PRIN U S SMALL

Empirical Asset Management, LLC's Holding History (CIK: 0001926596)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 7,753 Value ($000) $303 Avg Close — Range —
Q3 2022
Shares 7,617 Value ($000) $280 Avg Close — Range —